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Rule 1001. Scope of Rules and Forms; Short Title
The Bankruptcy Rules and Forms govern procedure in cases under title
11 of the United States Code. The rules shall be cited as the Federal Rules
of Bankruptcy Procedure and the forms as the Official Bankruptcy Forms. These
rules shall be construed to secure the just, speedy, and inexpensive
determination of every case and proceeding.
PART I--COMMENCEMENT OF CASE: PROCEEDINGS RELATING TO
PETITION AND ORDER FOR RELIEF
Rule 1002. Commencement of Case
(a) Petition. A petition commencing a case
under the Code shall be filed with the clerk.
(b) Transmission to United States trustee. The
clerk shall forthwith transmit to the United States trustee a copy of the
petition filed pursuant to subdivision (a) of this rule.
Rule 1003. Involuntary Petition
(a) Transferor or transferee of claim. A
transferor or transferee of a claim shall annex to the original and each copy
of the petition a copy of all documents evidencing the transfer, whether
transferred unconditionally, for security, or otherwise, and a signed
statement that the claim was not transferred for the purpose of commencing the
case and setting forth the consideration for and terms of the transfer. An
entity that has transferred or acquired a claim for the purpose of commencing
a case for liquidation under chapter 7 or for reorganization under chapter 11
shall not be a qualified petitioner.
(b) Joinder of petitioners after filing. If the
answer to an involuntary petition filed by fewer than three creditors avers
the existence of 12 or more creditors, the debtor shall file with the answer a
list of all creditors with their addresses, a brief statement of the nature of
their claims, and the amounts thereof. If it appears that there are 12 or more
creditors as provided in § 303(b) of the Code,
the court shall afford a reasonable opportunity for other creditors to join in
the petition before a hearing is held thereon.
Rule 1004. Involuntary Petition Against a Partnership
After filing of an involuntary petition under §
303(b)(3) of the Code, (1) the petitioning partners or other petitioners
shall promptly send to or serve on each general partner who is not a
petitioner a copy of the petition; and (2) the clerk shall promptly issue a
summons for service on each general partner who is not a petitioner. Rule
1010 applies to the form and service of the summons.
Rule 1004.1 Petition for an Infant or Incompetent
Person
If an infant or incompetent person has a representative, including a
general guardian, committee, conservator, or similar fiduciary, the
representative may file a voluntary petition on behalf of the infant or
incompetent person. An infant or incompetent person who does not have a duly
appointed representative may file a voluntary petition by next friend or
guardian as litem. The court shall appoint a guardian ad litem for an infant
or incompetent person who is a debtor and is not otherwise represented or
shall make any other order to protect the infant or incompetent debtor.
Rule 1005. Caption of Petition
The caption of a petition commencing a case under the Code shall contain
the name of the court, the title of the case, and the docket number. The title
of the case shall include the following information about the debtor: name,
employer identification number, last four digits of the social security
number, any other tax identification number, and all other names used within
six years before filing the petition. If the petition is not filed by the
debtor, it shall include all names used by the debtor which are known to
petitioners.
Rule 1006. Filing Fee
(a) General requirement. Every petition shall
be accompanied by the filing fee except as provided in subdivision (b) of this
rule. For the purpose of this rule, "filing fee" means the filing
fee prescribed by 28 U.S.C. § 1930(a)(1)-(a)(5) and any other fee prescribed
by the Judicial Conference of the United States under 28 U.S.C. § 1930(b)
that is payable to the clerk upon the commencement of a case under the Code.
(b) Payment of filing fee in installments.
(1) Application for permission to pay filing fee in installments. A
voluntary petition by an individual shall be accepted for filing if
accompanied by the debtor's signed application stating that the debtor is
unable to pay the filing fee except in installments. The application shall
state the proposed terms of the installment payments and that the applicant
has neither paid any money nor transferred any property to an attorney for
services in connection with the case.
(2) Action on application. Prior to the meeting of creditors, the
court may order the filing fee paid to the clerk or grant leave to pay in
installments and fix the number, amount and dates of payment. The number of
installments shall not exceed four, and the final installment shall be
payable not later than 120 days after filing the petition. For cause shown,
the court may extend the time of any installment, provided the last
installment is paid not later than 180 days after filing the petition.
(3) Postponement of attorney's fees. The filing fee must be paid in
full before the debtor or chapter 13 trustee may pay an attorney or any
other person who renders services to the debtor in connection with the case.
Rule 1007. Lists, Schedules and Statements; Time Limits
(a) List of creditors and equity security holders,
and corporate ownership statement.
(1) Voluntary case. In a voluntary case, the debtor shall file with
the petition a list containing the name and address of each entity included
or to be included on Schedules D, E, F, G, and H as prescribed by the
Official Forms. If the debtor is a corporation, other than a governmental
unit, the debtor shall file with the petition a corporate ownership
statement containing the information described in Rule
7007.1. The debtor shall file a supplemental statement promptly upon any
change in circumstances that renders the corporate ownership statement
inaccurate.
(2) Involuntary case. In an involuntary case, the debtor shall file
within 15 days after entry of the order for relief, a list containing the
name and address of each entity included or to be included on Schedules D,
E, F, G, and H as prescribed by the Official Forms.
(3) Equity security holders. In a chapter 11 reorganization case,
unless the court orders otherwise, the debtor shall file within 15 days
after entry of the order for relief a list of the debtor's equity security
holders of each class showing the number and kind of interests registered in
the name of each holder, and the last known address or place of business of
each holder.
(4) Extension of time. Any extension of time for the filing of the
lists required by this subdivision may be granted only on motion for cause
shown and on notice to the United States trustee and to any trustee,
committee elected pursuant to § 705 or
appointed pursuant to § 1102 of the Code, or other party as the court may
direct.
(b) Schedules and statements required.
(1) Except in a chapter 9 municipality case, the debtor, unless the court
orders otherwise, shall file schedules of assets and liabilities, a schedule
of current income and expenditures, a schedule of executory contracts and
unexpired leases, and a statement of financial affairs, prepared as
prescribed by the appropriate Official Forms.
(2) An individual debtor in a chapter 7 case shall file a statement of
intention as required by § 521(2) of the
Code, prepared as prescribed by the appropriate Official Form. A copy of the
statement of intention shall be served on the trustee and the creditors
named in the statement on or before the filing of the statement.
(c) Time limits. In a voluntary case, the
schedules and statements, other than the statement of intention, shall be
filed with the petition or within 15 days thereafter, except as otherwise
provided in subdivisions (d), (e), (f), and (h) of this rule. In an
involuntary case the list in subdivision (a)(2), and the schedules and
statements, other than the statement of intention, shall be filed by the
debtor within 15 days after entry of the order for relief. Lists, schedules,
and statements filed prior to the conversion of a case to another chapter
shall be deemed filed in the converted case unless the court directs
otherwise. Any extension of time for the filing of the schedules and
statements may be granted only on motion for cause shown and on notice to the
United States trustee and to any committee elected under §
705 or appointed under § 1102 of the Code, trustee, examiner, or other
party as the court may direct. Notice of an extension shall be given to the
United States trustee and to any committee, trustee, or other party as the
court may direct.
(d) List of 20 largest creditors in chapter 9
municipality case or chapter 11 reorganization case. In addition to the
list required by subdivision (a) of this rule, a debtor in a chapter 9
municipality case or a debtor in a voluntary chapter 11 reorganization case
shall file with the petition a list containing the name, address and claim of
the creditors that hold the 20 largest unsecured claims, excluding insiders,
as prescribed by the appropriate Official Form. In an involuntary chapter 11
reorganization case, such list shall be filed by the debtor within 2 days
after entry of the order for relief under §
303(h) of the Code
(e) List in chapter 9 municipality cases. The
list required by subdivision (a) of this rule shall be filed by the debtor in
a chapter 9 municipality case within such time as the court shall fix. If a
proposed plan requires a revision of assessments so that the proportion of
special assessments or special taxes to be assessed against some real property
will be different from the proportion in effect at the date the petition is
filed, the debtor shall also file a list showing the name and address of each
known holder of title, legal or equitable, to real property adversely
affected. On motion for cause shown, the court may modify the requirements of
this subdivision and subdivision (a) of this rule.
(f) Statement of social security number. An
individual debtor shall submit a verified statement that sets out the debtor's
social security number, or states that the debtor does not have a social
security number. In a voluntary case, the debtor shall submit the statement
with the petition. In an involuntary case, the debtor shall submit the
statement within 15 days after the entry of the order for relief.
(g) Partnership and partners. The general
partners of a debtor partnership shall prepare and file the list required
under subdivision (a), schedules of the assets and liabilities, schedule of
current income and expenditures, schedule of executory contracts and unexpired
leases, and statement of financial affairs of the partnership. The court may
order any general partner to file a statement of personal assets and
liabilities within such time as the court may fix.
(h) Interests acquired or arising after petition.
If, as provided by § 541(a)(5) of the
Code, the debtor acquires or becomes entitled to acquire any interest in
property, the debtor shall within 10 days after the information comes to the
debtor's knowledge or within such further time the court may allow, file a
supplemental schedule in the chapter 7 liquidation case, chapter 11
reorganization case, chapter 12 family farmer's debt adjustment case, or
chapter 13 individual debt adjustment case. If any of the property required to
be reported under this subdivision is claimed by the debtor as exempt, the
debtor shall claim the exemptions in the supplemental schedule. The duty to
file a supplemental schedule in accordance with this subdivision continues
notwithstanding the closing of the case, except that the schedule need not be
filed in a chapter 11, chapter 12, or chapter 13 case with respect to property
acquired after entry of the order confirming a chapter 11 plan or discharging
the debtor in a chapter 12 or chapter 13 case.
(i) Disclosure of list of security holders.
After notice and hearing and for cause shown, the court may direct an entity
other than the debtor or trustee to disclose any list of security holders of
the debtor in its possession or under its control, indicating the name,
address and security held by any of them. The entity possessing this list may
be required either to produce the list or a true copy thereof, or permit
inspection or copying, or otherwise disclose the information contained on the
list.
(j) Impounding of lists. On motion of a party
in interest and for cause shown the court may direct the impounding of the
lists filed under this rule, and may refuse to permit inspection by any
entity. The court may permit inspection or use of the lists, however, by any
party in interest on terms prescribed by the court.
(k) Preparation of list, schedules, or statements on
default of debtor. If a list, schedule, or statement, other than a
statement of intention, is not prepared and filed as required by this rule,
the court may order the trustee, a petitioning creditor, committee, or other
party to prepare and file any of these papers within a time fixed by the
court. The court may approve reimbursement of the cost incurred in complying
with such an order as an administrative expense.
(l) Transmission to United States trustee. The
clerk shall forthwith transmit to the United States trustee a copy of every
list, schedule, and statement filed pursuant to subdivision (a)(1), (a)(2),
(b), (d), or (h) of this rule.
(m) Infants and Incompetent Persons. If the
debtor knows that a person on the list of creditors or schedules is an infant
or incompetent person, the debtor also shall include the name, address, and
legal relationship of any person upon whom process would be served in an
adversary proceeding against the infant or incompetent person in accordance
with Rule 7004(b)(2).
Rule 1008. Verification of Petitions and Accompanying
Papers
All petitions, lists, schedules, statements and amendments thereto shall be
verified or contain an unsworn declaration as provided in 28 U.S.C. § 1746
Rule 1009. Amendments of Voluntary Petitions, Lists,
Schedules and Statements
(a) General right to amend. A voluntary
petition, list, schedule, or statement may be amended by the debtor as a
matter of course at any time before the case is closed. The debtor shall give
notice of the amendment to the trustee and to any entity affected thereby. On
motion of a party in interest, after notice and a hearing, the court may order
any voluntary petition, list, schedule, or statement to be amended and the
clerk shall give notice of the amendment to entities designated by the court.
(b) Statement of intention. The statement of
intention may be amended by the debtor at any time before the expiration of
the period provided in § 521(2)(B) of the
Code. The debtor shall give notice of the amendment to the trustee and to any
entity affected thereby.
(c) Statement of Social Security number If a
debtor becomes aware that the statement of social security number submitted
under Rule 1007(f) is incorrect, the debtor shall promptly
submit an amended verified statement setting forth the correct social security
number. The debtor shall give notice of the amendment to all of the entities
required to be included on the list filed under Rule
1007(a)(1) or (a)(2).
(d) Transmission to United States trustee. The
clerk shall promptly transmit to the United States trustee a copy of every
amendment filed or submitted under subdivision (a), (b), or (c) of this rule.
Rule 1010. Service of Involuntary Petition and Summons;
Petition Commencing Ancillary Case
On the filing of an involuntary petition or a petition commencing a case
ancillary to a foreign proceeding the clerk shall forthwith issue a summons
for service. When an involuntary petition is filed, service shall be made on
the debtor. When a petition commencing an ancillary case is filed, service
shall be made on the parties against whom relief is sought pursuant to §
304(b) of the Code and on any other parties as the court may direct. The
summons shall be served with a copy of the petition in the manner provided for
service of a summons and complaint by Rule 7004(a)
or (b). If service cannot be so made, the court may order that the summons and
petition be served by mailing copies to the party's last known address, and by
at least one publication in a manner and form directed by the court. The
summons and petition may be served on the party anywhere. Rule
7004(e) and Rule 4(l) F.R.Civ.P. apply when service is made or attempted
under this rule.
Rule 1011. Responsive Pleading or Motion in Involuntary
and Ancillary Cases
(a) Who may contest petition. The debtor named
in an involuntary petition or a party in interest to a petition commencing a
case ancillary to a foreign proceeding may contest the petition. In the case
of a petition against a partnership under Rule 1004, a
nonpetitioning general partner, or a person who is alleged to be a general
partner but denies the allegation, may contest the petition.
(b) Defenses and objections; when presented.
Defenses and objections to the petition shall be presented in the manner
prescribed by Rule 12 F.R.Civ.P. and shall be filed and served within 20 days
after service of the summons, except that if service is made by publication on
a party or partner not residing or found within the state in which the court
sits, the court shall prescribe the time for filing and serving the response.
(c) Effect of motion. Service of a motion under
Rule 12(b) F.R.Civ.P. shall extend the time for filing and serving a
responsive pleading as permitted by Rule 12(a) F.R.Civ.P.
(d) Claims against petitioners. A claim against
a petitioning creditor may not be asserted in the answer except for the
purpose of defeating the petition.
(e) Other pleadings. No other pleadings shall
be permitted, except that the court may order a reply to an answer and
prescribe the time for filing and service.
Rule 1012. [Abrogated Mar. 30, 1987, eff. Aug. 1, 1987]
Rule 1013. Hearing and Disposition of Petition in
Involuntary Cases
(a) Contested petition. The court shall
determine the issues of a contested petition at the earliest practicable time
and forthwith enter an order for relief, dismiss the petition, or enter any
other appropriate order.
(b) Default. If no pleading or other defense to
a petition is filed within the time provided by Rule 1011,
the court, on the next day, or as soon thereafter as practicable, shall enter
an order for the relief requested in the petition.
(c) [Abrogated]
Rule 1014. Dismissal and Change of Venue
(a) Dismissal and Transfer of cases.
(1) Cases filed in proper district. If a petition is filed in a
proper district, on timely motion of a party in interest, and after hearing
on notice to the petitioners, the United States trustee, and other entities
as directed by the court, the case may be transferred to any other district
if the court determines that the transfer is in the interest of justice or
for the convenience of the parties.
(2) Cases filed in improper district. If a petition is filed in an
improper district, on timely motion of a party in interest and after hearing
on notice to the petitioners, the United States trustee, and other entities
as directed by the court, the case may be dismissed or transferred to any
other district if the court determines that transfer is in the interest of
justice or for the convenience of the parties.
(b) Procedure when petitions involving the same
debtor or related debtors are filed in different courts. If petitions
commencing cases under the Code are filed in different districts by or against
(1) the same debtor, or (2) a partnership and one or more of its general
partners, or (3) two or more general partners, or (4) a debtor and an
affiliate, on motion filed in the district in which the petition filed first
is pending and after hearing on notice to the petitioners, the United States
trustee, and other entities as directed by the court, the court may determine,
in the interest of justice or for the convenience of the parties, the district
or districts in which the case or cases should proceed. Except as otherwise
ordered by the court in the district in which the petition filed first is
pending, the proceedings on the other petitions shall be stayed by the courts
in which they have been filed until the determination is made.
Rule 1015. Consolidation or Joint Administration of
Cases Pending in Same Court
(a) Cases involving same debtor. If two or more
petitions are pending in the same court by or against the same debtor, the
court may order consolidation of the cases.
(b) Cases involving two or more related debtors.
If a joint petition or two or more petitions are pending in the same court by
or against (1) a husband and wife, or (2) a partnership and one or more of its
general partners, or (3) two or more general partners, or (4) a debtor and an
affiliate, the court may order a joint administration of the estates. Prior to
entering an order the court shall give consideration to protecting creditors
of different estates against potential conflicts of interest. An order
directing joint administration of individual cases of a husband and wife
shall, if one spouse has elected the exemptions under §
522(b)(1) of the Code and the other has elected the exemptions under §
522(b)(2), fix a reasonable time within which either may amend the
election so that both shall have elected the same exemptions. The order shall
notify the debtors that unless they elect the same exemptions within the time
fixed by the court, they will be deemed to have elected the exemptions
provided by § 522(b)(1).
(c) Expediting and protective orders. When an
order for consolidation or joint administration of a joint case or two or more
cases is entered pursuant to this rule, while protecting the rights of the
parties under the Code, the court may enter orders as may tend to avoid
unnecessary costs and delay.
Rule 1016. Death or Incompetency of Debtor
Death or incompetency of the debtor shall not abate a liquidation case
under chapter 7 of the Code. In such event the estate shall be administered
and the case concluded in the same manner, so far as possible, as though the
death or incompetency had not occurred. If a reorganization, family farmer's
debt adjustment, or individual's debt adjustment case is pending under chapter
11, chapter 12, or chapter 13, the case may be dismissed; or if further
administration is possible and in the best interest of the parties, the case
may proceed and be concluded in the same manner, so far as possible, as though
the death or incompetency had not occurred.
Rule 1017. Dismissal or Conversion of Case; Suspension
(a) Voluntary dismissal; dismissal for want of
prosecution or other cause. Except as provided in §
707(b), 1208(b), and 1307(b)
of the Code, a case shall not be dismissed on motion of the petitioner or for
want of prosecution or other cause or by consent of the parties prior to a
hearing on notice as provided in Rule 2002. For
such notice the debtor shall file a list of all creditors with their addresses
within the time fixed by the court unless the list was previously filed. If
the debtor fails to file the list, the court may order the preparing and
filing by the debtor or other entity.
(b) Dismissal for failure to pay filing fee.
(1) If any installment of the filing fee has not been paid, the court
may, after hearing on notice to the debtor and the trustee, dismiss the
case.
(2) If the case is dismissed or the case closed without full payment of
the filing fee, the installments collected shall be distributed in the same
manner and proportions as if the filing fee had been paid in full.
(3) Notice of dismissal for failure to pay the filing fee shall be given
within 30 days after the dismissal to creditors appearing on the list of
creditors and to those who have filed claims, in the manner provided in Rule
2002.
(c) Dismissal of voluntary chapter 7 or chapter 13
case for failure to timely file list of creditors, schedules, and statement of
financial affairs. The court may dismiss a voluntary chapter 7 or
chapter 13 case under §§ 707(a)(3) and §§
1307 (c)(9) after a hearing on notice served by the United States trustee
on the debtor, the trustee, and any other entities as the court directs.
(d) Suspension. The court shall not dismiss a
case or suspend proceedings under § 305 before a
hearing on notice as provided in Rule 2002(a).
(e) Dismissal of individual debtor's chapter 7 case
for substantial abuse. The court may dismiss an individual debtor's case
for substantial abuse under § 707(b) only
on motion by the United States trustee or on the court's own motion and after
a hearing on notice to the debtor, the trustee, the United States trustee, and
any other entities as the court directs.
(1) A motion to dismiss a case for substantial abuse may be filed by the
United States trustee only within 60 days after the first date set for the
meeting of creditors under § 341(a),
unless, on request filed by the United States trustee before the time has
expired, the court for cause extends the time for filing the motion to
dismiss. The United States trustee shall set forth in the motion all matters
to be submitted to the court for its consideration at the hearing.
(2) If the hearing is on the court's own motion, notice thereof shall be
served on the debtor not later than 60 days the first date set for the
meeting of creditors under § 341(a). The
notice shall set forth all matters to be considered by the court at the
hearing.
(f) Procedure for dismissal, conversion, and
suspension.
(1) Rule 9014 governs a proceeding to
dismiss or suspend a case, or to convert a case to another chapter, except
under §§ 706(a), 1112(a),
1208(a) or (b), or 1307(a)
or (b).
(2) Conversion or dismissal under §§
706(a), 1112(a), 1208(b),
or 1307(b) shall be on motion filed and
served as required by Rule 9013.
(3) A chapter 12 or chapter 13 case shall be converted without court
order when the debtor files a notice of conversion under §§
1208(a) or 1307(a). The filing date
of the notice becomes the date of the conversion order for the purposes of
applying § 348(c) and Rule
1019. The clerk shall promptly transmit a copy of the notice to the
United States trustee.
Rule 1018. Contested Involuntary Petitions; Contested
Petitions Commencing Ancillary Cases; Proceedings to Vacate Order for Relief;
Applicability of Rules in Part VII Governing Adversary Proceedings
The following rules in Part VII apply to all proceedings relating to a
contested involuntary petition, to proceedings relating to a contested
petition commencing a case ancillary to a foreign proceeding, and to all
proceedings to vacate an order for relief: Rules 7005,
7008-7010, 7015,
7016, 7024-7026,
7028-7037, 7052,
7054, 7056, and 7062,
except as otherwise provided in Part I of these rules and unless the court
otherwise directs. The court may direct that other rules in Part
VII shall also apply. For the purposes of this rule a reference in the Part
VII rules to adversary proceedings shall be read as a reference to
proceedings relating to a contested involuntary petition, or contested
ancillary petition, or proceedings to vacate an order for relief. Reference in
the Federal Rules of Civil Procedure to the complaint shall be read as a
reference to the petition.
Rule 1019. Conversion of Chapter 11 Reorganization
Case, Chapter 12 Family Farmer's Debt Adjustment Case, or Chapter 13
Individual's Debt Adjustment Case to Chapter 7 Liquidation Case
When a chapter 11, chapter 12, or chapter 13 case has been converted or
reconverted to a chapter 7 case:
(1) Filing of lists, inventories, schedules, statements.
(A) Lists, inventories, schedules, and statements of financial affairs
theretofore filed shall be deemed to be filed in the chapter 7 case,
unless the court directs otherwise. If they have not been previously
filed, the debtor shall comply with Rule 1007 as if an
order for relief had been entered on an involuntary petition on the date
of the entry of the order directing that the case continue under chapter
7.
(B) If the statement of intention is required, it shall be filed within
30 days after entry of the order of conversion or before the first date
set for the meeting of creditors, whichever is earlier. The court may
grant an extension of time for cause only on written motion filed, or oral
request made during a hearing before the time has expired. Notice of an
extension shall be given to the United States trustee and to any
committee, trustee, or other party as the court may direct.
(2) New filing periods. A new time period for filing claims, a
complaint objecting to discharge, or a complaint to obtain a determination
of dischargeability of any debt shall commence pursuant to Rules
3002, 4004, or 4007,
provided that a new time period shall not commence if a chapter 7 case had
been converted to a chapter 11, 12, or 13 case and thereafter reconverted to
a chapter 7 case and the time for filing claims, a complaint objecting to
discharge, or a complaint to obtain a determination of the dischargeability
of any debt, or any extension thereof, expired in the original chapter 7
case.
(3) Claims filed before conversion. All claims actually filed by a
creditor before conversion of the case are deemed filed in the chapter 7
case.
(4) Turnover of records and property. After qualification of, or
assumption of duties by the chapter 7 trustee, any debtor in possession or
trustee previously acting in the chapter 11, 12, or 13 case shall,
forthwith, unless otherwise ordered, turn over to the chapter 7 trustee all
records and property of the estate in the possession or control of the
debtor in possession or trustee.
(5) Filing final report and schedule of postpetition debts.
(a) Conversion of Chapter 11 or Chapter 12 case. Unless the court
directs otherwise, if a chapter 11 or chapter 12 case is converted to
chapter 7, the debtor in possession or, if the debtor is not a debtor in
possession, the trustee serving at the time of conversion, shall:
(i) not later than 15 days after conversion of the case, file a
schedule of unpaid debts incurred after the filing of the petition and
before conversion of the case, including the name and address of each
holder of a claim; and
(ii) not later than 30 days after conversion of the case, file and
transmit to the United States trustee a final report and account;
(b) Conversion of Chapter 13 case. Unless the court directs
otherwise, if a chapter 13 case is converted to chapter 7,
(i) the debtor, not later than 15 days after conversion of the case,
shall file a schedule of unpaid debts incurred after the filing of the
petition and before conversion of the case, including the name and
address of each holder of a claim; and
(ii) the trustee, not later than 30 days after conversion of the
case, shall file and transmit to the United States trustee a final
report and account;
(c) Conversion after confirmation of a plan. Unless the court
orders otherwise, if a chapter 11, chapter 12, or chapter 13 case is
converted to chapter 7 after confirmation of a plan, the debtor shall
file:
(i) a schedule of property not listed in the final report and account
acquired after the filing of the petition but before conversion, except
if the case is converted from chapter 13 to chapter 7 and §
348(f)(2) does not apply;
(ii) a schedule of unpaid debts not listed in the final report and
account incurred after confirmation but before the conversion; and
(iii) a schedule of executory contracts and unexpired leases entered
into or assumed after the filing of the petition but before conversion.
(d) Transmission to United States trustee. The clerk shall
forthwith transmit to the United States trustee a copy of every schedule
filed pursuant to Rule 1019(5).
(6) Postpetition claims; preconversion administrative expenses; notice.
A request for payment of an administrative expense incurred before
conversion of the case is timely files under §
503(a) of the Code if it is filed before conversion or a time fixed by
the court. If the request is filed by a governmental unit, it is timely if
it is filed before conversion or within the later of a time fixed by the
court or 180 days after the date of the conversion. A claim of a kind
specified in § 348(d) may be filed in
accordance with Rules 3001(a)-(d) and 3002.
Upon the filing of the schedule of unpaid debts incurred after commencement
of the case and before conversion, the clerk or some other person as the
court may direct, shall give notice to those entities listed on the schedule
of time for filing a request for payment of an administrative expense, and
unless a notice of insufficient assets to pay a dividend is mailed in
accordance with Rule 2002(e), the time for
filing a claim of a kind specified in §
348(d).
(7) [Abrogated]
Rule 1020. Election to be Considered a Small Business
in a Chapter 11 Reorganization Case
In a chapter 11 reorganization case, a debtor that is a small business may
elect to be considered a small business by filing a written statement of
election not later than 60 days after the date of the order for relief.
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